Topic Series: What You Need to Know Your Customer (Jul-Sep 2014)
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Click to view the article Catherine Dhanjal FreePint Report: Know Your Customer Published
3rd November 2014 Sign in to MyJinfo or create an account be able to star items

The FreePint Report: Know Your Customer has been published, which marks the end of our recent Topic Series on risk and compliance. Product reviews, Q&As, articles & analysis on subjects from the impact of regulatory change to key vendors in the regulatory space are included in the report.

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Click to view the item Click to view the item Can You Outsource KYC?
Multiple, starting 28th October - 30th October 2014
(Announced 30th October 2014)

"Know Your Customer" is a difficult area for businesses to outsource. Whilst you can outsource the steps, tasks and management of due diligence to a third party, you can't outsource the legal and regulatory responsibility. Regulatory compliance is about eliminating or reducing risk in the...

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Click to view the item Click to view the item FreePint Report: Know Your Customer
24th October 2014 Sign in to MyJinfo or create an account be able to star items

This collection of FreePint articles on the topic of risk and compliance covers those included in the FreePint Topic Series: What You Need to Know Your Customer (KYC) . The articles tackle topics from the changing compliance culture to free resources for managing risk and keeping compliant. A...

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Click to view the article Andrew Lucas Concluding the FreePint Topic Series - What You Need to Know Your Customer (KYC)
1st October 2014 Sign in to MyJinfo or create an account be able to star items

Andrew Lucas wraps up the FreePint Topic Series: What You Need to Know Your Customer (KYC) by looking back at some the topics and themes in risk and compliance that have emerged from the series that he and Chris Porter have co-produced over the last three months.

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Click to view the article Elizabeth Trudell Vendor Market Overview - Know Your Customer
23rd September 2014 Sign in to MyJinfo or create an account be able to star items

FreePint presents an overview of some key vendors in the Know Your Customer (KYC) space. The table identifies key vendor products, briefly describes their key features, notes the geographic scope, singles out any special features of each service and notes what kinds of regulation it addresses, such as KYC, Anti-Money Laundering (AML) and Countering the Financing of Terrorism (CFT).

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Click to view the article Chris Porter Product Update of Compliance Catalyst
18th September 2014 Sign in to MyJinfo or create an account be able to star items

Chris Porter catches up with some of the latest developments in the Compliance Catalyst service from Bureau van Dijk (BvD) and highlights key changes since FreePint's full review in August 2013. Compliance Catalyst is a workflow application that helps organisations to take an informed, risk-based decision on whether to accept a potential new customer, supplier or other business partner. BvD has made numerous enhancements to the content and functionality of the service, driven by customer feedback.

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Click to view the article Penny Crossland Managing Risk and Keeping Compliant - Free Resources for Info Hounds
9th September 2014 Sign in to MyJinfo or create an account be able to star items

Subscriptions to the risk & compliance databases offered by the "big three" are unaffordable for small organisations or self-employed researchers. Penny Crossland highlights some free resources from a variety of organisations and online sites.

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Click to view the article Andrew Lucas Corruption, Crime and Compliance
4th September 2014 Sign in to MyJinfo or create an account be able to star items

Andrew Lucas highlights some of the latest articles in the FreePint Topic Series: What You Need to Know Your Customer (KYC). With the risk of prison for due diligence and KYC failures, we look at how information professionals can help mitigate the risks as well exploring the due diligence process. We also identify some of the best free online resources that you can use for undertaking KYC due diligence.

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Click to view the article Penny Crossland Risk & Compliance - Free Online Resources
1st September 2014 Sign in to MyJinfo or create an account be able to star items

Penny Crossland highlights some high quality free resources in the risk, regulatory and compliance sphere, presenting some alternatives to the "Big Three".

 

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Click to view the article Tim Buckley Owen Why Compliant Bosses Need Info Pros - Some Cautionary Compliance Tales
26th August 2014 Sign in to MyJinfo or create an account be able to star items

As the FreePint Topic Series: What You Need to Know Your Customer (KYC) continues, Tim Buckley Owen notes that there are special insights that information professionals can bring to this and other regulatory compliance challenges. Whether it's the Safe Harbor agreement, adverts for financial services generated automatically by search engine results, financial promotions in social media or regulatory authorities' encouragement of financial technology developments like Bitcoins, info pros should be able to offer a uniquely well informed perspective. And that's before you even consider ways of keeping the boss out of jail for not doing their due diligence properly...

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Click to view the article Mark Dunn Due Diligence - Fighting Corruption
26th August 2014 Sign in to MyJinfo or create an account be able to star items

Mark Dunn describes the key elements of effective due diligence, including Simplified Due Diligence for "low risk" clients and Enhanced Due Diligence for "high risk" prospective clients or third-parties.

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Click to view the article Mark Dunn Due Diligence - from Business Burden to Business Benefit
19th August 2014 Sign in to MyJinfo or create an account be able to star items

Organisations face growing legal and reputational risks associated with doing business. These risks have become even more significant because of mounting pressure from regulators and an increase in business carried out in higher risk jurisdictions. Increasingly complex business regulations such as the US Foreign Corrupt Practices Act (FCPA) and the UK Bribery Act ensure that companies thoroughly examine third-party relationships to tackle the risk of money laundering, bribery and corruption and sanctions regimes. Mark Dunn looks at what the law says regarding Anti-Money Laundering and Anti-Bribery & Corruption, and how organisations can mitigate the risk of becoming involved in corruption through third parties (e.g. agents, suppliers) by implementing a simplified or Enhanced Due Diligence process.

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Click to view the article Chris Porter More on KYC - Key Survey Themes, Outsourcing Drivers, Global and Regional Perspectives...
19th August 2014 Sign in to MyJinfo or create an account be able to star items

Chris Porter brings us up to date on the FreePint Topic Series: What You Need to Know Your Customer (KYC). Recent articles include a summary of this year's major KYC-related survey findings; a look at the triggers for deciding to outsource your KYC research activities and a checklist of things to consider if you do; and a vendor interview giving a truly global perspective on KYC developments.

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Click to view the article Darren Hickman Outsourcing Core Compliance Functions
15th August 2014 Sign in to MyJinfo or create an account be able to star items

Outsourcing key business functions has various drivers. Darren Hickman examines what prompts businesses to outsource their Know Your Customer (KYC) processes and what benefits this can bring to compliance professionals and their organisations.

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Click to view the article Darren Hickman The KYC Conundrum - Should You Outsource?
13th August 2014 Sign in to MyJinfo or create an account be able to star items

Darren Hickman examines whether companies should carry out Know Your Customer (KYC) procedures in-house or whether they should embrace outsourcing. He explains the options, the pitfalls and where to start. A useful market overview of the key providers and key technologies is included along with a checklist to identify the true costs of current processes.

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Click to view the article Chris Porter Q&A with Dow Jones - Weathering the Perfect Storm of Compliance Legislation
8th August 2014 Sign in to MyJinfo or create an account be able to star items

Chris Porter interviews Joel Lange, managing director of the Dow Jones Risk & Compliance business. The conversation ranges over issues including main current areas of activity and change in risk and compliance data; regional variations; do-it-yourself versus subcontracting approaches; key current buying centres and emerging needs; and differing delivery options.

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Click to view the article Sophie Alexander KYC Initiatives for an Interconnected World
7th August 2014 Sign in to MyJinfo or create an account be able to star items

The sheer volume of regulatory change in the area of compliance can be overwhelming for many firms. With more intensive scrutiny from regulators worldwide and record fines imposed last year, it's more important than ever for companies to ensure they have a robust risk management framework in place. Sophie Alexander's article highlights the findings of three recent surveys carried out by Dow Jones, KPMG and Thomson Reuters, which give an insight into the challenges faced by companies in the area of compliance.

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Click to view the article Chris Porter Delving into KYC - Management Responsibility, Data Utility, Monitoring Efficiency
6th August 2014 Sign in to MyJinfo or create an account be able to star items

Chris Porter highlights key articles from the recently launched FreePint Topic Series: What You Need to Know Your Customer (KYC). Initial articles have included a look at changes in focus for the UK's Financial Conduct Authority, including the sensitive topic of management's personal liability; an overview of key current KYC themes from up-and-coming vendor, RDC, under the intriguing title "Making the Impossible Possible"; and an in-depth product review of regulatory tracking service Reg-Track. More is to come on issues such as budget and workload trends and attitudes to outsourcing.

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Click to view the article Sophie Alexander KYC Survey Findings from Dow Jones, KPMG and Thomson Reuters
6th August 2014 Sign in to MyJinfo or create an account be able to star items

2013 was a year of significant global regulatory change in the area of compliance. This resulted in more intensive oversight from regulators globally along with record fines and an increased focus on the actions of senior managers. This article highlights the findings of three recent surveys carried out by Dow Jones, KPMG and Thomson Reuters and gives an overview of how regulatory change has impacted on business decisions and some of the key trends in this area.

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Click to view the article Catherine Dhanjal Free Report - Know Your Customer, Contain Your Costs
4th August 2014 Sign in to MyJinfo or create an account be able to star items

Risk and compliance is an area subject to increasing regulation and new types of compliance burdens. Register for the FreePint Topic Series: What You Need to Know Your Customer (KYC) to receive a free PDF report containing Tim Buckley Owen's commentary on how compliance tools can help make the complex research required for thorough compliance easier and more reliable, plus key chapters from three reviews of leading products.

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